Kwan Lun Cheng
鄭昆侖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Lun Cheng (鄭昆侖), a licensed former licensee with CE reference AJD750. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soliton Securities Limited 善恆證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-23 | 2024-10-31 |
| Soliton Securities Limited 善恆證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-23 | 2024-10-31 |
| Soliton Capital Management Limited 善恆資本管理有限公司 |
RO | Type 4 — Advising on securities | 2019-01-03 | 2024-10-31 |
| Soliton Capital Management Limited 善恆資本管理有限公司 |
RO | Type 9 — Asset management | 2019-01-03 | 2024-10-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-10 | 2018-02-09 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2013-09-10 | 2018-02-09 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
RO | Type 4 — Advising on securities | 2011-01-11 | 2013-09-02 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-08 | 2011-01-11 |
| Everbright Capital Management Limited 光大資本管理有限公司 |
Rep | Type 9 — Asset management | 2008-05-06 | 2009-05-31 |
| Everbright-Efund Fund Management Limited 光大益豐行基金管理有限公司 |
Rep | Type 9 — Asset management | 2008-05-06 | 2009-05-31 |
| Everbright Capital Management Limited 光大資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-26 | 2009-05-31 |
| Everbright-Efund Fund Management Limited 光大益豐行基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-26 | 2009-05-31 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
Rep | Type 4 — Advising on securities | 2005-09-29 | 2008-02-03 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2003-12-02 | 2005-09-21 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-18 | 2005-09-21 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-10-18 | 2005-09-21 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-10-18 | 2005-09-21 |