Ying Kwan Wong
王應坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Kwan Wong (王應坤), a licensed Responsible Officer with CE reference ACC080. Currently licensed at 1 firm(s): Zenith Innovation Financial Group Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zenith Innovation Financial Group Limited 領峰創新金融集團有限公司 |
RO | Type 4 — Advising on securities | 2025-10-06 | present |
| Zenith Innovation Financial Group Limited 領峰創新金融集團有限公司 |
RO | Type 9 — Asset management | 2025-10-06 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-06-20 | 2015-07-31 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-06-20 | 2015-07-31 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-06-20 | 2015-07-31 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-06-20 | 2015-07-31 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2014-06-20 | 2015-07-31 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-22 | 2014-06-20 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-05-22 | 2014-06-20 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-05-22 | 2014-06-20 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-22 | 2014-06-20 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-05-22 | 2014-06-20 |
| HSBC Broking (China) Limited 滙豐金融(中國)有限公司 |
RO | Type 1 — Dealing in securities | 2010-05-24 | 2014-04-07 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2010-05-24 | 2014-04-07 |
| HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-05-24 | 2014-04-07 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-05-24 | 2014-04-07 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-05-24 | 2013-08-19 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2010-05-24 | 2014-04-07 |