HSBC Broking (China) Limited
滙豐金融(中國)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HSBC Broking (China) Limited (滙豐金融(中國)有限公司), a Hong Kong-based licensed corporation with CE reference ACB931. Current licensed staff on file: 0 (total recorded over time: 22).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2014-06-13 |
| Type 4 — Advising on securities | present | 2004-09-10 |
| Type 6 — Advising on corporate finance | present | 2004-09-10 |
| Type 9 — Asset management | present | 2004-09-10 |
Licensed staff (all-time) (22)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chi Hung Kwok 郭熾雄 | RO 1 | 2009-12 | 2013-12 |
| Hung Wah Leung 梁孔華 | RO 1, 4, 6, 9 | Pre-2003 | 2012-01 |
| Tat Yan Shang 尚達人 | RO 1, 4, 6, 9 | Pre-2003 | 2011-11 |
| Anna Wai Kwan Wong 黃慧群 | RO 1 | 2009-12 | 2011-10 |
| Ying Kwan Wong 王應坤 | RO 1 | 2010-05 | 2014-04 |
| Ho Wai (SFC:ANU067) Chan 陳浩偉 | Rep 1 | 2011-05 | 2012-08 |
| Hoi Fung Chan 陳凱峰 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-03 |
| Shu Ming Chan 陳樹明 | Rep 1, 4, 6, 9 | Pre-2003 | 2012-08 |
| Chi Fung Cheng 鄭智鋒 | Rep 1 | 2010-11 | 2011-01 |
| Ka Lok Cheung 張家樂 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-11 |
| Ka Hang Ho 何嘉恒 | Rep 1 | 2006-06 | 2011-04 |
| Yan Ho 何欣 | Rep 1, 4, 6, 9 | Pre-2003 | 2012-08 |
| Kwok Chuen Hung 熊國全 | Rep 1 | 2011-06 | 2012-08 |
| Hin Fung Ip 葉衍峰 | Rep 1 | 2011-06 | 2012-08 |
| Raymond Po Yan Iu 姚保仁 | Rep 1, 4, 6, 9 | Pre-2003 | 2010-09 |
| Edmond Chin Yu Leung 梁展宇 | Rep 1 | 2008-04 | 2012-08 |
| Pak Lam Luk 陸柏林 | Rep 1 | 2005-11 | 2006-04 |
| Thomas Hin Yee Mo 毛衍懿 | Rep 1 | 2006-05 | 2011-05 |
| Kwok Hung Ng 吳國雄 | Rep 1, 4, 6, 9 | Pre-2003 | 2012-08 |
| Lai Chi Pun 潘勵智 | Rep 1, 4, 6, 9 | Pre-2003 | 2012-08 |
| Man Kit (SFC:AMP198) Wong 黃文傑 | Rep 1 | 2006-06 | 2010-04 |
| Hon Ying Yeung 楊漢英 | Rep 1 | 2010-06 | 2012-08 |
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