Dominic Pui Fung Ho
何沛峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Pui Fung Ho (何沛峰), a licensed former licensee with CE reference ARF686. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ovata Capital Management Limited 歐萬達基金管理有限公司 |
Rep | Type 9 — Asset management | 2024-05-13 | 2025-10-17 |
| Flow Traders Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2023-02-16 | 2023-05-08 |
| Flow Traders Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2023-02-16 | 2023-05-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-07-14 | 2022-10-05 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2015-07-14 | 2022-10-05 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2015-07-14 | 2022-10-05 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-23 | 2015-07-10 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-05-23 | 2015-07-10 |
| Sofaer Global Research (HK) Limited | Rep | Type 4 — Advising on securities | 2011-08-12 | 2012-05-16 |
| Sofaer Global Research (HK) Limited | Rep | Type 9 — Asset management | 2011-08-12 | 2012-05-16 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2011-05-19 | 2011-07-11 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2011-05-19 | 2011-07-11 |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2011-05-19 | 2011-07-11 |
| Sofaer Global Research (HK) Limited | Rep | Type 4 — Advising on securities | 2008-09-05 | 2011-05-13 |
| Sofaer Global Research (HK) Limited | Rep | Type 5 — Advising on futures contracts | 2008-09-05 | 2010-12-11 |
| Sofaer Global Research (HK) Limited | Rep | Type 9 — Asset management | 2008-09-05 | 2011-05-13 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-07-24 | 2008-08-01 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-23 | 2008-08-01 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-06-23 | 2008-08-01 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-06-23 | 2008-08-01 |