Christopher Lee Chappel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Lee Chappel ( ), a licensed former licensee with CE reference ALI728. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Outset Global (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2019-11-20 | 2021-01-25 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
RO | Type 1 — Dealing in securities | 2018-11-05 | 2019-10-31 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
RO | Type 4 — Advising on securities | 2018-11-05 | 2019-10-31 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 1 — Dealing in securities | 2018-09-27 | 2018-11-05 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 4 — Advising on securities | 2018-09-27 | 2018-11-05 |
| Ord Minnett Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2018-07-03 | 2018-08-20 |
| Ord Minnett Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2017-12-18 | 2018-07-03 |
| Ord Minnett Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2015-10-07 | 2017-12-18 |
| Ord Minnett Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2015-10-07 | 2018-08-20 |
| Ord Minnett Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2014-12-16 | 2015-10-07 |
| Ord Minnett Hong Kong Limited |
RO | Type 4 — Advising on securities | 2014-12-16 | 2015-10-07 |
| Ord Minnett Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2014-09-17 | 2014-12-16 |
| Ord Minnett Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2014-09-17 | 2014-12-16 |
| BTIG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2012-11-01 | 2014-09-01 |
| CF Global (HK) Limited |
Rep | Type 1 — Dealing in securities | 2011-01-10 | 2012-10-11 |
| CF Global (HK) Limited |
Rep | Type 2 — Dealing in futures contracts | 2011-01-10 | 2012-10-11 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-11-28 | 2010-12-01 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-28 | 2009-07-31 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-11-28 | 2010-12-01 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-11-28 | 2010-12-01 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-11-28 | 2009-07-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-11-28 | 2009-07-31 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | 2005-04-15 | 2005-06-17 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-10-27 | 2005-06-17 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 — Dealing in futures contracts | 2004-10-27 | 2005-06-17 |