BTIG Hong Kong Limited

CE No. AQO116 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for BTIG Hong Kong Limited (), a Hong Kong-based licensed corporation with CE reference AQO116. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 20 (total recorded over time: 69). Earliest licence on file: 2008-04-15.

Registered address

18/F, Kinwick Centre, 32 Hollywood Road, Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2008-04-15 present

Licensed staff (all-time) (69)
Active on date

Name Activities First licensed To
Charles Chi Pang Chen 陳子鵬 RO 1 2008-04 2009-12
Travis Robert Colby RO 1 Rep 1 2008-04 2012-08
Matthew Robert Faulkner RO 1 Rep 1 2012-09 Present
Trevor Jeffrey Harrison RO 1 Rep 1 2011-04 Present
Christian H Kielland RO 1 2008-04 2017-08
Jesse Hart Lentchner RO 1 2010-08 2019-05
Tsing Wo Samuel Leung 梁靖和 RO 1 Rep 1 2013-02 Present
Grant Erskine Tod Mason RO 1 Rep 1 2008-08 2010-02
Patrice Agnes O'Mara RO 1 2008-04 2008-10
Craig Joseph Reilly RO 1 Rep 1 2014-05 Present
Philip James Carthy Rep 1 2008-05 2008-11
Jostein Toi Hing Chan 陳代興 Rep 1 2014-06 2025-06
Ka Kit (SFC:AED841) Chan 陳家傑 Rep 1 2015-03 2019-05
Amanda Man Yee Chang 張文儀 Rep 1 2011-03 2019-12
John Moon Suk Chang Rep 1 2011-01 2011-04
Yu Wei Chang 張佑瑋 Rep 1 2022-01 2023-04
Christopher Lee Chappel Rep 1 2012-11 2014-09
Hoi Yi Cheung Rep 1 2025-10 Present
Robert Sin Leung Chiu 趙善良 Rep 1 2008-10 2009-05
Youn Woo Choi Rep 1 2023-10 Present
Charles Randell Crofton-Atkins Rep 1 2009-04 2020-09
Gustino Sebastian de Marco Rep 1 2011-08 2012-10
Kin Chueng Fung 馮健昌 Rep 1 2025-06 Present
Alan To Ho 何鍍 Rep 1 2009-08 2009-10
Betty Ching Man Ho 何靜雯 Rep 1 2008-05 2023-04
Craig Hodge Rep 1 2013-10 2015-02
Arthur Michael Jesson Rep 1 2012-04 2012-04
Marcus Ryan Chua Judd Rep 1 2025-07 Present
Minja Evelyn Kang Rep 1 2012-07 2012-12
Edward Kai King 金愷 Rep 1 2021-07 2025-02
Yuen On Kwan 關苑安 Rep 1 2018-12 Present
Dave Chi Wai Lam 林志偉 Rep 1 2010-03 Present
Hoi Ying Lau 劉愷凝 Rep 1 2015-08 Present
Ka Ho Lau 劉嘉豪 Rep 1 2011-03 2014-08
Andrew Yeng Lee 李英揚 Rep 1 2012-10 2013-06
Eddie Man Yin Li 李文賢 Rep 1 2011-01 Present
Evan Ting Kuan Li Rep 1 2022-03 2024-02
Wen Ching Lin 林汶菁 Rep 1 2008-05 2008-09
Louisa Yun Yun Liu 劉欣欣 Rep 1 2008-04 Present
Timothy Tin Ming Lo 盧天明 Rep 1 2008-05 2010-09
Chung Ping Raymond Luk 陸頌平 Rep 1 2012-09 2017-06
Fabiano Hugues Joseph Mascolo Rep 1 2011-12 2013-11
Neil Anthony McCann Rep 1 2015-10 2020-02
David Jonathan Daniel McKechnie Rep 1 2024-07 2026-03
Timothy John McLaughlin Rep 1 2010-01 Present
Nathan Keith Mintz Rep 1 2009-05 2010-05
Neil Lionel Newman Rep 1 2011-11 2012-09
Kwok Ming Ng 吳國明 Rep 1 2021-09 Present
Wai Chun Ng 吳偉俊 Rep 1 2008-04 2023-04
Nguyen Thanh Nguyen Rep 1 2020-01 2021-01
Freddy Noke Rep 1 2023-01 Present
Britt-Karin Oliver Rep 1 2009-03 2022-05
Martin Christof Pankau Rep 1 2013-04 2023-06
Guy Hamilton Robertson Rep 1 2011-11 2014-07
Matthew Ruddick Rep 1 2012-03 2013-02
Rohit Anil Salgaocar Rep 1 2015-01 2016-04
Pritish Hitesh Shah Rep 1 2024-06 2026-03
Roland Herbert Sharman Rep 1 2016-05 2023-04
William Wing Hong Sher 佘穎慷 Rep 1 2013-09 2013-11
Stewart David Strong Rep 1 2010-08 2011-10
Katharine Hall Tremaine Rep 1 2009-11 2010-02
Evan Ambrose Walters Rep 1 2025-05 Present
Cheng Feng Weng 翁成峰 Rep 1 2025-06 Present
Charles Daniel Wiemer Rep 1 2017-02 2019-06
Lai Che Wong 黃麗姿 Rep 1 2010-05 2010-12
Ka Hei Yau 游嘉熙 Rep 1 2025-08 Present
Mark Stephen Yetman Rep 1 2011-01 2014-01
Raymond Rui-Zhang Yin Rep 1 2025-05 Present
Zihua Zhang 張子華 Rep 1 2016-03 2017-06
Showing 1–69 of 69

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 · 1661 staff · 1 shared activity type · 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 · 1398 staff · 1 shared activity type · 中信里昂證券有限公司

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 · 544 staff · 1 shared activity type · 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 · 465 staff · 1 shared activity type · 花旗環球金融亞洲有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 1 shared activity type · 光大證券投資服務(香港)有限公司

Related