Philip James Carthy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip James Carthy ( ), a licensed former licensee with CE reference ARA148. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BTIG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2008-05-07 | 2008-11-11 |