Charles Daniel Wiemer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Daniel Wiemer ( ), a licensed former licensee with CE reference ANQ742. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-08 | 2023-02-28 |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2022-11-08 | 2023-02-28 |
| Macquarie Asia Securities Limited |
Rep | Type 1 — Dealing in securities | 2020-09-30 | 2022-03-16 |
| Macquarie Asia Securities Limited |
Rep | Type 4 — Advising on securities | 2020-09-30 | 2022-03-16 |
| BTIG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2017-02-01 | 2019-06-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-26 | 2016-08-12 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-26 | 2016-08-12 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-08-26 | 2016-08-12 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-08 | 2015-04-10 |
| OCP Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-02-28 | 2012-08-17 |
| OCP Asia (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2011-02-28 | 2012-08-17 |
| OCP Asia (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-02-28 | 2012-08-17 |
| OCP Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-08-31 | 2010-08-16 |
| OCP Asia (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2006-08-31 | 2010-08-16 |
| OCP Asia (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-08-31 | 2010-08-16 |