Macquarie Asia Securities Limited

CE No. AAC523 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Macquarie Asia Securities Limited (), a Hong Kong-based licensed corporation with CE reference AAC523. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 91 (total recorded over time: 270). Earliest licence on file: 2005-07-26.

Registered address

Levels 22 and 23, One International Finance Centre, 1 Harbour View Street, Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2020-09-03 present
Type 4 — Advising on securities 2020-09-03 present
Type 2 — Dealing in futures contracts 2005-07-26 2017-10-10

Licensed staff (all-time) (270)
Active on date

Name Activities First licensed To
Sacha Alexander Beharie RO 1, 4 Rep 1, 4 2020-09 2022-05
John Patrick Burns RO 1 Rep 1 2022-09 Present
Andy Seih Hong Ching 程燮康 RO 2 2005-07 2008-07
David Cormier RO 2 Rep 2 2011-09 2012-10
Jonathan William Coultas RO 2 2005-07 2006-11
Andrew Wayne Edelist RO 2 Rep 2 2008-10 2010-09
Mark Thomas Holland RO 2 Rep 1, 2 2005-07 Present
Geoffrey Raymond Howie RO 2 Rep 2 2008-03 2009-03
Olaf Kasten RO 2 Rep 2 2010-09 2011-11
Janice Yui Chit Ko 高睿哲 RO 1 Rep 1 2022-05 Present
Jeok Lee RO 1 2020-09 Present
Monica Tsz Shan Leung 梁芷珊 RO 2 Rep 2 2010-09 2017-03
Ashley James Miles RO 2 Rep 2 2009-07 2017-03
Alexander James Montgomery RO 2 Rep 2 2009-05 2010-06
Justin David Christopher Morrison RO 1, 4 Rep 1, 4 2020-11 Present
Stuart Baden Powell RO 1 Rep 1 2020-09 2023-09
Brendan Thomas Rake RO 1, 4 Rep 1, 2, 4 2014-03 Present
Bhanuprasad Chakrapani Rudraraju RO 1, 4 Rep 1, 4 2020-09 Present
Jonathan David Ryan RO 1 Rep 1 2020-09 Present
David Kustandi Sefri RO 1 Rep 1 2024-05 Present
Timothy Robert Smith RO 2 2005-07 2011-06
Mark Alan Wentworth Weekes RO 1, 4 2020-09 Present
Adam Anwar Zaki RO 1, 4 2020-09 Present
Thorsten Oliver Ackermann Rep 1 2020-09 2022-05
Anuja Agarwal Rep 2 2009-05 2010-10
Radhika Ankush Agarwal Rep 1 2023-09 2025-03
Vineet Agrawal Rep 2 2009-06 2010-12
James David Aitchison Rep 2 2011-02 2017-03
Eric Tai Yue Ang 洪大裕 Rep 1, 4 2021-10 Present
John Paul Antico Rep 2 2009-02 2010-10
Gianinna Bianca Anore Arceo Rep 1 2026-01 Present
Tin Wai Au 區天偉 Rep 1 2020-09 2021-07
Cedric Alain Nicolas Marie Augias Rep 2 2010-10 2011-11
Edward Charles Bartleson III Rep 1, 4 2020-09 2021-08
Warwick Hilton Andrew Beattie Rep 2 2007-04 2008-01
Srujan Bhagat Rep 1 2023-09 Present
Sandeep Hareshkumar Bhatia Rep 1 2021-08 Present
Scott Allen Blanchard Rep 1, 4 2020-09 Present
Kimberley Bojan Rep 1 2020-09 2021-03
Vahe Olivier Bourmayan Rep 2 2008-07 2008-12
Jamie Phillip Boyton Rep 2 2005-08 2006-11
Iain Allan Butler Rep 2 2010-10 2011-03
Chunan Cao Rep 2 2013-08 2014-06
Luiz Fernando Cassoli Mazzali Rep 2 2011-08 2014-07
Eric Alberto Castillo Rep 1 2020-11 Present
Albert Wing Wai Chan 陳永威 Rep 2 2007-08 2013-07
Bill Chan 陳銘勳 Rep 2 2010-08 2011-11
Lilian Nga Yee Chan 陳雅儀 Rep 1 2022-11 Present
Poh Kiat Chan Rep 1 2020-11 2021-10
Tai Wai Chan 陳大偉 Rep 2 2014-10 2016-02
Alan Bing Chen Rep 1 2020-09 Present
Fei (SFC:BNX299) Chen 陈菲 Rep 1 2020-09 2021-04
Xi (SFC:AXY946) Chen 陳曦 Rep 1, 4 2024-01 Present
Kai Him Cheng 鄭棨謙 Rep 1, 4 2020-09 2021-04
Billy Cheong Rep 1 2020-09 Present
Andrew Tsz On Cheung 張子安 Rep 1 2020-09 2021-08
Danny Chi 徐英龍 Rep 2 2006-07 2009-06
Su Ying Chia 謝舒莹 Rep 1 2022-01 2024-06
Po Yin Ching 程寶妍 Rep 1, 4 2020-09 Present
Iris Heung Kam Choi 蔡香琴 Rep 1, 4 2020-09 2020-11
Leonidas Ioannis Christianakis Rep 2 2015-02 2016-12
Gavin Shun-Chiu Chu 朱迅超 Rep 1, 4 2020-09 2021-10
Bun Hui Chua Rep 1 2024-10 Present
Su Hao Russell Chua 蔡樹浩 Rep 1 2023-06 2024-07
Jongbo Chun Rep 2 2014-07 2016-12
Kenneth Allen Cooper Rep 2 2010-10 2011-11
Ross Niall Curran Rep 1 2024-12 2025-05
Shuting Dai 戴树婷 Rep 1 2021-11 2022-03
Kurt Evan Dalton Rep 1 2020-10 Present
Thomas Jude Daniel Rep 1 2024-11 2025-08
Antoine Marcel Pierre David Rep 1 2022-07 Present
Marcus James Davidson Rep 2 2008-09 2011-04
Lloyd Davies Rep 2 2007-12 2010-07
Yuekai Deng 鄧躍凱 Rep 2 2015-09 2016-12
Tanvi Dixit Rep 1 2020-09 Present
James Anthony Dore Rep 2 2007-08 2014-06
Michael Patrick McCabe Doyle Rep 2 2007-08 2010-09
Stanley Abdoel Rasid Dunda Rep 1 2020-09 Present
Marilyn Miki Edelman Rep 1 2020-12 2024-05
Kristen Rene Anthony Edmond Rep 1 2023-07 Present
Benevolence Chiu Yan Fan 范昭仁 Rep 2 2010-02 2010-06
Meng-Han Fan 范孟涵 Rep 1 2025-11 Present
Vani Chawla Fernandes Rep 1 2023-03 2024-05
Siu Lan Fu 符小蘭 Rep 1 2020-09 2022-06
Andrew Kar Lun Fung 馮家能 Rep 2 2006-12 2008-07
Christopher Oliver Gadd Rep 2 2016-07 2016-12
Jarrod James Goodall Rep 2 2009-08 2011-10
Andrea Wai Ming Gordon 陳慧明 Rep 1 2020-09 2022-03
Simon Francis Gray Rep 2 2009-07 2010-06
Steven Robert Gray Rep 2 2009-10 2013-04
Simon Arnold John Gregory-Roberts Rep 2 2013-03 2016-12
Pamela Bianca Soriano Guevara Rep 1 2023-08 Present
Benjamin Luke Hartwell Rep 1 2021-08 2022-09
Anetta Hasan Rep 1 2025-02 2026-03
Leyi He Rep 1 2023-02 Present
Zhiqiang He 何志強 Rep 2 2012-11 2015-01
Mark Steven Hergott Rep 2 2009-01 2011-01
Sydney Xu Xi Hibberd 徐茜 Rep 1, 4 2020-09 2024-11
John Andrew Hill Rep 1 2020-09 Present
Tsz Ching Ho 何芷晴 Rep 1, 4 2021-06 2021-11
Showing 1–100 of 270

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 · 1661 staff · 2 shared activity types · 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 · 1398 staff · 2 shared activity types · 中信里昂證券有限公司

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 · 544 staff · 2 shared activity types · 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 · 465 staff · 2 shared activity types · 花旗環球金融亞洲有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司

Related