David Cormier
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Cormier ( ), a licensed former licensee with CE reference AQM106. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Asia Securities Limited |
RO | Type 2 — Dealing in futures contracts | 2011-11-25 | 2012-10-05 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-27 | 2012-10-05 |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2011-09-27 | 2011-11-25 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-20 | 2011-06-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-02-05 | 2011-06-23 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2008-02-05 | 2011-06-23 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-02-05 | 2010-08-20 |