Mark Steven Hergott
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Steven Hergott ( ), a licensed former licensee with CE reference ART675. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-09 | 2011-01-11 |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2009-01-09 | 2011-01-11 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-21 | 2008-11-21 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-21 | 2008-11-21 |