Ashley James Miles
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ashley James Miles, a licensed Responsible Officer with CE reference ARD708. Currently licensed at 2 firm(s): Macquarie Capital Limited, Macquarie Markets Trading Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 4 — Advising on securities | 2021-02-19 | present |
| Macquarie Markets Trading Limited | RO | Type 1 — Dealing in securities | 2020-12-17 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2014-08-25 | present |
| Macquarie Markets Trading Limited | RO | Type 4 — Advising on securities | 2020-12-17 | 2024-10-23 |
| Macquarie Asia Securities Limited |
RO | Type 2 — Dealing in futures contracts | 2014-12-16 | 2017-03-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-15 | 2014-08-25 |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2009-07-15 | 2014-12-16 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-03 | 2009-04-16 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-03 | 2009-04-16 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-06-03 | 2009-04-16 |