Thorsten Oliver Ackermann
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thorsten Oliver Ackermann, a licensed Responsible Officer with CE reference BQE746. Currently licensed at 2 firm(s): J.P. Morgan Securities (Far East) Limited, J.P. Morgan Broking (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2025-04-24 | present |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2025-04-24 | present |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2025-04-24 | present |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2025-04-24 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2024-09-20 | 2025-04-24 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2024-09-20 | 2025-04-24 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2024-09-20 | 2025-04-24 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2024-09-20 | 2025-04-24 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-24 | 2022-04-25 |
| Macquarie Asia Securities Limited |
Rep | Type 1 — Dealing in securities | 2020-09-30 | 2022-05-30 |