Benjamin Luke Hartwell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Luke Hartwell ( ), a licensed former licensee with CE reference ATC163. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Asia Securities Limited |
Rep | Type 1 — Dealing in securities | 2021-08-18 | 2022-09-21 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-18 | 2022-09-21 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 — Providing automated trading services | 2021-08-18 | 2022-09-21 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-08 | 2020-10-20 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-31 | 2017-03-06 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-15 | 2014-04-04 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2009-06-15 | 2011-01-31 |