Thomas Jude Daniel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Jude Daniel ( ), a licensed former licensee with CE reference AOE195. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Asia Securities Limited |
Rep | Type 1 — Dealing in securities | 2024-11-05 | 2025-08-25 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-31 | 2022-06-06 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 7 — Providing automated trading services | 2015-08-21 | 2017-08-07 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-16 | 2017-08-07 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-17 | 2009-10-13 |