Janice Yui Chit Ko
高睿哲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Janice Yui Chit Ko (高睿哲), a licensed Responsible Officer with CE reference AFL110. Currently licensed at 2 firm(s): Macquarie Asia Securities Limited, Macquarie Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 7 — Providing automated trading services. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Asia Securities Limited |
RO | Type 1 — Dealing in securities | 2023-02-07 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-07 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 7 — Providing automated trading services | 2023-02-07 | present |
| Macquarie Asia Securities Limited |
Rep | Type 1 — Dealing in securities | 2022-05-23 | 2023-02-07 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-23 | 2023-02-07 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 — Providing automated trading services | 2022-05-23 | 2023-02-07 |
| Legal & General Investment Management Asia Limited | Rep | Type 1 — Dealing in securities | 2022-01-05 | 2022-05-13 |
| Legal & General Investment Management Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2022-01-05 | 2022-05-13 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2019-04-18 | 2021-02-23 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2019-04-18 | 2021-02-23 |
| Merrill Lynch Far East Limited | Rep | Type 7 — Providing automated trading services | 2013-09-06 | 2018-11-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | 2011-12-01 | 2013-09-23 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-26 | 2021-02-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-08-02 | 2019-04-18 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2010-08-02 | 2019-04-18 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-02 | 2010-08-26 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2007-05-02 | 2010-06-04 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-21 | 2010-06-04 |