Simon Francis Gray
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Francis Gray, a licensed Responsible Officer with CE reference AOB669. Currently licensed at 1 firm(s): Qantex Capital Markets Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qantex Capital Markets Limited | RO | Type 1 — Dealing in securities | 2012-06-08 | present |
| Qantex Capital Markets Limited | RO | Type 2 — Dealing in futures contracts | 2012-03-30 | present |
| Qantex Capital Markets Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-02 | 2012-03-30 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-20 | 2010-06-12 |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2009-07-20 | 2010-06-12 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-21 | 2009-04-16 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-21 | 2009-04-16 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-21 | 2009-04-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-10-26 | 2008-02-05 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2006-10-26 | 2008-02-05 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2006-10-26 | 2008-02-05 |