Alexander James Montgomery
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander James Montgomery ( ), a licensed former licensee with CE reference ATB717. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-12 | 2019-03-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-07-12 | 2019-03-29 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-07-12 | 2013-04-23 |
| Macquarie Asia Securities Limited |
RO | Type 2 — Dealing in futures contracts | 2010-05-04 | 2010-06-25 |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2009-05-27 | 2010-05-04 |