Shuting Dai
戴树婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuting Dai (戴树婷), a licensed former licensee with CE reference BOI195. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Asia Securities Limited |
Rep | Type 1 — Dealing in securities | 2021-11-02 | 2022-03-18 |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-28 | 2020-08-20 |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-28 | 2020-08-20 |