Lloyd Davies
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lloyd Davies ( ), a licensed former licensee with CE reference APC386. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-22 | 2016-08-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-10-22 | 2016-08-24 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-10-22 | 2013-04-23 |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2007-12-20 | 2010-07-27 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-20 | 2010-07-27 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-20 | 2008-01-01 |