Anuja Agarwal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anuja Agarwal ( ), a licensed former licensee with CE reference AKO184. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Y2 Capital Partners Limited 奕圖資本有限公司 |
Rep | Type 9 — Asset management | 2021-12-16 | 2023-11-12 |
| Trikon Asset Management Limited | Rep | Type 9 — Asset management | 2018-09-18 | 2021-07-27 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-26 | 2018-07-13 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-07-26 | 2018-07-13 |
| Asiya Investments Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2016-08-25 | 2017-03-01 |
| Asiya Investments Hong Kong Limited |
Rep | Type 9 — Asset management | 2016-08-25 | 2017-03-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-25 | 2010-10-28 |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2009-05-25 | 2010-10-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2007-04-03 | 2008-11-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2007-04-03 | 2008-11-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-12 | 2008-11-20 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2007-03-12 | 2008-11-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2007-03-12 | 2008-11-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-04-22 | 2007-02-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2004-04-28 | 2007-02-03 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2004-04-28 | 2007-02-03 |