Anuja Agarwal

CE No. AKO184 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anuja Agarwal (), a licensed former licensee with CE reference AKO184. Total licence records on file: 16.

Licence history

FirmRoleRegulated activityFromTo
Y2 Capital Partners Limited
奕圖資本有限公司
Rep Type 9 — Asset management 2021-12-16 2023-11-12
Trikon Asset Management Limited Rep Type 9 — Asset management 2018-09-18 2021-07-27
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 1 — Dealing in securities 2017-07-26 2018-07-13
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
Rep Type 2 — Dealing in futures contracts 2017-07-26 2018-07-13
Asiya Investments Hong Kong Limited
Rep Type 4 — Advising on securities 2016-08-25 2017-03-01
Asiya Investments Hong Kong Limited
Rep Type 9 — Asset management 2016-08-25 2017-03-01
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 1 — Dealing in securities 2009-05-25 2010-10-28
Macquarie Asia Securities Limited
Rep Type 2 — Dealing in futures contracts 2009-05-25 2010-10-28
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 7 — Providing automated trading services 2007-04-03 2008-11-20
Morgan Stanley Hong Kong Futures Limited Rep Type 7 — Providing automated trading services 2007-04-03 2008-11-20
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 — Dealing in securities 2007-03-12 2008-11-20
Morgan Stanley Hong Kong Securities Limited Rep Type 1 — Dealing in securities 2007-03-12 2008-11-20
Morgan Stanley Hong Kong Futures Limited Rep Type 2 — Dealing in futures contracts 2007-03-12 2008-11-20
Merrill Lynch Far East Limited Rep Type 1 — Dealing in securities 2005-04-22 2007-02-03
Merrill Lynch (Asia Pacific) Limited Rep Type 1 — Dealing in securities 2004-04-28 2007-02-03
Merrill Lynch Futures (Hong Kong) Limited Rep Type 2 — Dealing in futures contracts 2004-04-28 2007-02-03

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