Andrew Wayne Edelist
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Wayne Edelist ( ), a licensed former licensee with CE reference ALS661. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-20 | 2017-05-31 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-07-20 | 2017-05-31 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2016-07-20 | 2017-05-31 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-25 | 2016-07-20 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-11-25 | 2016-07-20 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2014-11-25 | 2016-07-20 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-03 | 2014-01-06 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-22 | 2014-01-06 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2010-11-22 | 2013-08-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-11-22 | 2013-08-31 |
| Macquarie Asia Securities Limited |
RO | Type 2 — Dealing in futures contracts | 2009-03-03 | 2010-09-21 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-08 | 2010-09-21 |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2008-10-08 | 2009-03-03 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-03-17 | 2008-07-11 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-24 | 2008-07-11 |