Mark Alan Wentworth Weekes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Alan Wentworth Weekes, a licensed Responsible Officer with CE reference AVQ693. Currently licensed at 2 firm(s): Macquarie Asia Securities Limited, Macquarie Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 7 — Providing automated trading services. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Providing automated trading services →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Asia Securities Limited |
RO | Type 1 — Dealing in securities | 2020-09-03 | present |
| Macquarie Asia Securities Limited |
RO | Type 4 — Advising on securities | 2020-09-03 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2016-01-28 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 7 — Providing automated trading services | 2016-01-28 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-05 | 2016-01-28 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 — Providing automated trading services | 2015-06-05 | 2016-01-28 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-10 | 2012-11-30 |