Timothy Robert Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Robert Smith ( ), a licensed former licensee with CE reference ALR020. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2012-11-15 | 2017-02-21 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2011-12-09 | 2017-02-21 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-12-09 | 2017-02-21 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-26 | 2011-12-09 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-26 | 2011-12-09 |
| Macquarie Asia Securities Limited |
RO | Type 2 — Dealing in futures contracts | 2005-07-26 | 2011-06-16 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-26 | 2011-06-16 |