Vineet Agrawal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vineet Agrawal ( ), a licensed former licensee with CE reference ASW834. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-20 | 2013-07-25 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-31 | 2013-03-29 |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2009-06-25 | 2010-12-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-30 | 2010-12-01 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-30 | 2010-12-01 |