John Patrick Burns
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Patrick Burns, a licensed Responsible Officer with CE reference ATG678. Currently licensed at 1 firm(s): Macquarie Asia Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Asia Securities Limited |
RO | Type 1 — Dealing in securities | 2023-12-29 | present |
| Macquarie Asia Securities Limited |
Rep | Type 1 — Dealing in securities | 2022-09-19 | 2023-12-29 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-19 | 2022-09-19 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-06 | 2022-06-28 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-08-19 | 2013-04-23 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-02-04 | 2013-04-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-02 | 2017-11-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-07-02 | 2017-11-23 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-07-02 | 2010-02-19 |