Cedric Alain Nicolas Marie Augias
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cedric Alain Nicolas Marie Augias, a licensed Responsible Officer with CE reference AFS898. Currently licensed at 1 firm(s): Marex Financial Services Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marex Financial Services Hong Kong Limited | RO | Type 1 — Dealing in securities | 2023-12-04 | present |
| Marex Financial Services Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2023-12-04 | present |
| Marex Financial Services Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2023-10-19 | 2023-12-04 |
| Marex Financial Services Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2023-10-19 | 2023-12-04 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2023-06-01 | 2023-07-25 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2023-06-01 | 2023-07-25 |
| BGC Securities (Hong Kong) LLC |
RO | Type 1 — Dealing in securities | 2022-01-28 | 2023-07-25 |
| GFI (HK) Securities L.L.C. | RO | Type 1 — Dealing in securities | 2022-01-28 | 2023-07-25 |
| BGC Securities (Hong Kong) LLC |
RO | Type 2 — Dealing in futures contracts | 2022-01-28 | 2023-07-25 |
| GFI (HK) Securities L.L.C. | RO | Type 2 — Dealing in futures contracts | 2022-01-28 | 2023-07-25 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2021-03-29 | 2022-01-28 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 2 — Dealing in futures contracts | 2021-03-29 | 2022-01-28 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2020-08-19 | 2023-07-25 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2020-07-20 | 2022-01-28 |
| GFI (HK) Securities L.L.C. | Rep | Type 2 — Dealing in futures contracts | 2020-07-20 | 2022-01-28 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-10-13 | 2020-07-14 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2015-10-13 | 2020-07-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-31 | 2014-09-05 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-31 | 2014-09-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-05-31 | 2014-09-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2012-05-31 | 2013-11-01 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-06 | 2011-11-03 |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2010-10-06 | 2011-11-03 |