Travis Robert Colby
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Travis Robert Colby ( ), a licensed former licensee with CE reference AKW811. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BTIG Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2009-11-05 | 2012-08-31 |
| BTIG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2008-04-23 | 2009-11-05 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-02-08 | 2007-10-12 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-10 | 2008-01-15 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-09-10 | 2008-01-15 |