Andrew Yeng Lee
李英揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Yeng Lee (李英揚), a licensed former licensee with CE reference AEI016. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2022-02-24 | 2022-10-06 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2022-01-25 | 2022-10-06 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2022-01-25 | 2022-10-06 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-08 | 2021-10-11 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-01 | 2016-07-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-06 | 2014-07-31 |
| BTIG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2012-10-22 | 2013-06-28 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-17 | 2012-07-17 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2008-11-14 | 2010-07-16 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-12-01 | 2008-05-30 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-05-30 |
| Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-12-09 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-12-09 |
| Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-12-09 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-09 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-12-09 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-09 |
| Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-09 |