Bear Stearns Hong Kong Limited
貝爾斯登香港有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bear Stearns Hong Kong Limited (貝爾斯登香港有限公司), a Hong Kong-based licensed corporation with CE reference AAI358. Current licensed staff on file: 0 (total recorded over time: 17).
Licence history
| Activity | From | To |
|---|---|---|
| Type 2 — Dealing in futures contracts | present | 2009-05-14 |
| Type 5 — Advising on futures contracts | present | 2009-05-14 |
| Type 9 — Asset management | present | 2004-10-28 |
Licensed staff (all-time) (17)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hugh Garway Garway-Templeman | RO 2, 5 Rep 2, 5, 9 | Pre-2003 | 2008-08 |
| Frank Tsao Yu Mao 毛昭宇 | RO 2, 5, 9 | Pre-2003 | 2008-10 |
| Man Hon Chan 陳文康 | Rep 2, 5, 9 | Pre-2003 | 2008-10 |
| Susan Wai-Lan Chan 陳蕙蘭 | Rep 2, 5, 9 | Pre-2003 | 2004-05 |
| Philip Yin Loong Cheung 張恩龍 | Rep 2 | 2004-07 | 2004-11 |
| Shek Chung Ho 何石中 | Rep 2, 5, 9 | Pre-2003 | 2008-10 |
| Victor Yik Hang Ho 何奕恒 | Rep 2 | 2007-08 | 2008-10 |
| Andrew Yeng Lee 李英揚 | Rep 2, 5, 9 | Pre-2003 | 2004-12 |
| Yick Chung Lee 李易聰 | Rep 2, 5, 9 | Pre-2003 | 2004-12 |
| Thanh Cao Nguyen | Rep 2, 5, 9 | Pre-2003 | 2004-12 |
| Craig Joseph Reilly | Rep 2, 5, 9 | Pre-2003 | 2004-12 |
| Sunny Man Ting Tse 謝文廷 | Rep 2 | 2006-07 | 2006-12 |
| Roger Chi Fung Tsui 徐志豐 | Rep 2, 5, 9 | Pre-2003 | 2004-12 |
| Carrie Sau Chun Wong 王秀珍 | Rep 2, 5, 9 | Pre-2003 | 2008-10 |
| Emily Ling Mui Wong 王菱梅 | Rep 2, 5, 9 | Pre-2003 | 2006-08 |
| Henry Siungai Woo 胡小毅 | Rep 2, 5, 9 | Pre-2003 | 2008-10 |
| Mi Ying Woo 胡美英 | Rep 2, 5, 9 | Pre-2003 | 2008-10 |
Showing 1–17 of 17