Hugh Garway Garway-Templeman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hugh Garway Garway-Templeman ( ), a licensed former licensee with CE reference ACO160. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-28 | 2013-07-08 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-28 | 2013-07-08 |
| Horizon Capital Management and Research Limited |
RO | Type 4 — Advising on securities | 2008-09-12 | 2010-10-04 |
| Horizon Capital Management and Research Limited |
RO | Type 9 — Asset management | 2008-09-12 | 2010-10-04 |
| Horizon Capital Management and Research Limited |
Rep | Type 4 — Advising on securities | 2008-08-14 | 2008-09-12 |
| Horizon Capital Management and Research Limited |
Rep | Type 9 — Asset management | 2008-08-14 | 2008-09-12 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-11-29 | 2008-08-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-11-29 | 2008-08-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2005-06-10 | 2008-08-01 |
| Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-06-10 | 2008-08-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 4 — Advising on securities | 2005-06-10 | 2008-08-01 |
| Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-06-10 | 2008-08-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 7 — Providing automated trading services | 2005-06-10 | 2008-08-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 9 — Asset management | 2005-06-10 | 2008-08-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-06-10 |
| Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-06-10 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-06-10 |
| Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-06-10 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-10 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-06-10 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2005-06-10 |
| Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-10 |