Frank Tsao Yu Mao
毛昭宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frank Tsao Yu Mao (毛昭宇), a licensed former licensee with CE reference AAI356. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-11-29 | 2008-10-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-11-29 | 2008-10-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2008-10-01 |
| Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2008-10-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2008-10-01 |
| Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2008-10-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2008-10-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 7 — Providing automated trading services | present | 2008-10-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 9 — Asset management | present | 2008-10-01 |
| Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 |
RO | Type 9 — Asset management | present | 2004-10-28 |