Louisa Yun Yun Liu
劉欣欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louisa Yun Yun Liu (劉欣欣), a licensed Representative with CE reference ACA647. Currently licensed at 1 firm(s): BTIG Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BTIG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2008-04-23 | present |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-02-08 | 2007-10-12 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-28 | 2007-11-23 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-15 | 2007-11-23 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-28 | 2004-06-28 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-23 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-23 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-23 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-23 |