Matthew Robert Faulkner
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Matthew Robert Faulkner, a licensed Responsible Officer with CE reference ARG884. Currently licensed at 1 firm(s): BTIG Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BTIG Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2021-04-01 | present |
| BTIG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2012-09-20 | 2021-04-01 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-07 | 2011-11-11 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-07-07 | 2011-11-11 |