Grant Erskine Tod Mason
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Grant Erskine Tod Mason ( ), a licensed former licensee with CE reference ACQ280. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BTIG Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2009-01-15 | 2010-02-02 |
| BTIG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2008-08-13 | 2009-01-15 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-10 | 2008-07-23 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-31 | 2008-07-23 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 4 — Advising on securities | 2003-07-25 | 2007-04-10 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2003-07-17 | 2007-03-31 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-14 | 2003-07-17 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-10-18 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2005-10-18 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-07-09 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 |
RO | Type 9 — Asset management | present | 2003-07-09 |