UOB Kay Hian Asia Limited
大華繼顯亞洲有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for UOB Kay Hian Asia Limited (大華繼顯亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AFR584. Current licensed staff on file: 0 (total recorded over time: 8).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2005-11-09 |
| Type 4 — Advising on securities | present | 2005-11-09 |
| Type 6 — Advising on corporate finance | present | 2005-01-12 |
| Type 9 — Asset management | present | 2005-01-12 |
Licensed staff (all-time) (8)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Seng Bee Lim 林紳美 | RO 1, 4, 6, 9 | Pre-2003 | 2005-10 |
| Grant Erskine Tod Mason | RO 1, 4, 6, 9 | Pre-2003 | 2005-10 |
| Nancy Sau Kuen So 蘇秀娟 | RO 1, 4, 6, 9 | Pre-2003 | 2005-10 |
| Kay Hwa Tang 董家華 | RO 1 | 2005-06 | 2005-10 |
| Antony Yee Chung Au 區懿聰 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-11 |
| Kitty Yuk Ching Ho 何玉清 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-11 |
| George Kwok Fan Wan 溫國勳 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-11 |
| Gary Wai Hung Wong 王偉雄 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-11 |
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