Kay Hwa Tang
董家華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kay Hwa Tang (董家華), a licensed former licensee with CE reference AAB952. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Centurion Investment Management (H.K.) Limited 勝捷投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2010-11-16 | 2022-08-03 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-11-02 | 2006-08-15 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2005-06-21 | 2005-10-06 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-06-21 | 2006-08-15 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-06-21 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-08-15 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2006-08-15 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-07-09 |