Neil Anthony McCann
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil Anthony McCann ( ), a licensed former licensee with CE reference ACR495. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BTIG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2015-10-26 | 2020-02-28 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-03-05 | 2015-04-30 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2015-03-05 | 2015-04-30 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-30 | 2015-04-30 |
| Mirabaud (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2010-08-30 | 2011-04-22 |
| Mirabaud (Asia) Limited |
Rep | Type 4 — Advising on securities | 2010-08-30 | 2011-04-22 |
| Virtu ITG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2009-04-30 | 2010-05-19 |
| Virtu ITG Hong Kong Limited |
Rep | Type 7 — Providing automated trading services | 2009-04-30 | 2010-05-19 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-03 | 2009-01-22 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-03 | 2009-01-22 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | 2006-04-03 | 2009-01-22 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-01-05 | 2004-05-25 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-25 | 2004-05-25 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-25 | 2004-05-25 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | present | 2003-09-01 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 4 — Advising on securities | present | 2003-09-01 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-01 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 9 — Asset management | present | 2003-09-01 |