Mirabaud (Asia) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mirabaud (Asia) Limited ( ), a Hong Kong-based licensed corporation with CE reference AIR927. Current licensed staff on file: 0 (total recorded over time: 35). Earliest licence on file: 2003-05-13.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2003-05-13 | 2018-10-16 |
| Type 4 — Advising on securities | 2003-05-13 | 2018-10-16 |
Licensed staff (all-time) (35)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Robert Francis Edwin Burr | RO 1, 4 Rep 1, 4 | 2003-05 | 2013-06 |
| Andrew Kenneth Clarke | RO 1, 4 Rep 1, 4 | 2012-08 | 2018-03 |
| Michael David Leonard Downer | RO 1, 4 | 2003-05 | 2008-09 |
| Andrew Sidney Robert Mathers | RO 1, 4 Rep 1, 4 | 2004-07 | 2013-11 |
| Giles Philip Maxwell Morland | RO 1, 4 | 2008-09 | 2015-12 |
| Robert Vyvyan Mumford | RO 1, 4 Rep 1, 4 | 2013-05 | 2015-01 |
| Michael Palma | RO 1, 4 Rep 1, 4 | 2018-02 | 2018-10 |
| Richard John Seaward | RO 1, 4 Rep 1, 4 | 2008-11 | 2012-08 |
| Nicolas Bernard Tissot-Dit-Sanfin | RO 1, 4 | 2015-12 | 2017-11 |
| Richard Miles Wertheimer | RO 1, 4 | 2005-03 | 2006-01 |
| Terence Sai Kid Chan 陳世傑 | Rep 1 | 2006-03 | 2008-11 |
| Michael James Collett | Rep 1, 4 | 2016-09 | 2017-06 |
| Nathan Devereux Emerson | Rep 1, 4 | 2005-03 | 2006-01 |
| Fraser John Glasgow | Rep 1, 4 | 2009-06 | 2012-04 |
| John Edward Hedigan | Rep 1, 4 | 2010-10 | 2012-04 |
| John Michael Jacobson | Rep 1, 4 | 2013-11 | 2017-02 |
| Arthur Michael Jesson | Rep 1, 4 | 2010-01 | 2011-03 |
| Edward Harry James Jones | Rep 1, 4 | 2017-01 | 2017-07 |
| Shimpei Kanzaki 神先晉平 | Rep 1, 4 | 2011-01 | 2014-01 |
| Simon Edward Albert Kelt | Rep 1, 4 | 2009-07 | 2010-09 |
| Jonathan Ceri Lloyd | Rep 4 | 2007-07 | 2008-04 |
| Neil Anthony McCann | Rep 1, 4 | 2010-08 | 2011-04 |
| Adam Alexander Guy Moss | Rep 1, 4 | 2016-09 | 2016-11 |
| Neil Lionel Newman | Rep 1, 4 | 2009-07 | 2010-02 |
| Ying Kit Angus Ngan 顏英傑 | Rep 1, 4 | 2016-12 | 2017-04 |
| David Thomas Russell | Rep 1, 4 | 2009-08 | 2010-05 |
| Andrew David Scott | Rep 1, 4 | 2010-08 | 2012-06 |
| Jin Sekiguchi | Rep 1, 4 | 2010-12 | 2018-03 |
| Richard Anthony Sharp | Rep 1, 4 | 2016-09 | 2017-05 |
| Charles Henry Roger Streeter | Rep 1, 4 | 2009-09 | 2012-07 |
| Vincent Wing Chiu Suen 孫穎超 | Rep 1, 4 | 2004-02 | 2006-02 |
| Yue (SFC:ANV172) Wang 王玥 | Rep 4 | 2014-01 | 2015-11 |
| Shoya Watanabe 渡邊將也 | Rep 1, 4 | 2011-04 | 2012-07 |
| Tsz Wai (SFC:AJM339) Wong 黃子威 | Rep 1, 4 | 2008-11 | 2012-07 |
| Mei Yee Woo 胡美儀 | Rep 1, 4 | 2006-07 | 2018-06 |
Showing 1–35 of 35