Michael David Leonard Downer

CE No. ADI094 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael David Leonard Downer (), a licensed former licensee with CE reference ADI094. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
BGC Securities (Hong Kong) LLC
Rep Type 1 — Dealing in securities 2009-09-17 2010-10-11
BGC Securities (Hong Kong) LLC
RO Type 1 — Dealing in securities 2008-12-02 2009-09-17
BGC Securities (Hong Kong) LLC
Rep Type 1 — Dealing in securities 2008-10-10 2008-12-02
Mirabaud (Asia) Limited
RO Type 1 — Dealing in securities 2003-05-13 2008-09-01
Mirabaud (Asia) Limited
RO Type 4 — Advising on securities 2003-05-13 2008-09-01

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