Nathan Devereux Emerson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nathan Devereux Emerson ( ), a licensed former licensee with CE reference AGL793. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-26 | 2009-01-19 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-01-26 | 2009-01-19 |
| Mirabaud (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2005-03-11 | 2006-01-20 |
| Mirabaud (Asia) Limited |
Rep | Type 4 — Advising on securities | 2005-03-11 | 2006-01-20 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-01 |