Edward Harry James Jones
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edward Harry James Jones, a licensed Representative with CE reference AVV550. Currently licensed at 1 firm(s): Viridian Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Viridian Asset Management Limited |
Rep | Type 9 — Asset management | 2024-08-06 | present |
| Macquarie Asia Securities Limited |
Rep | Type 1 — Dealing in securities | 2020-10-19 | 2024-01-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-06 | 2018-08-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 — Providing automated trading services | 2017-09-06 | 2018-08-31 |
| Mirabaud (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2017-01-11 | 2017-07-28 |
| Mirabaud (Asia) Limited |
Rep | Type 4 — Advising on securities | 2017-01-11 | 2017-07-28 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-26 | 2016-08-10 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-06-26 | 2016-08-10 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2015-06-26 | 2016-08-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-09-02 | 2015-01-19 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2010-09-02 | 2015-01-19 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-02 | 2015-01-19 |