Michael Palma
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Palma ( ), a licensed former licensee with CE reference BLL845. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirabaud (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2018-02-26 | 2018-02-26 |
| Mirabaud (Asia) Limited |
Rep | Type 4 — Advising on securities | 2018-02-26 | 2018-02-26 |
| Mirabaud (Asia) Limited |
RO | Type 1 — Dealing in securities | 2018-02-26 | 2018-10-16 |
| Mirabaud (Asia) Limited |
RO | Type 4 — Advising on securities | 2018-02-26 | 2018-10-16 |