David Thomas Russell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Thomas Russell ( ), a licensed former licensee with CE reference AEC988. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirabaud (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2009-08-25 | 2010-05-05 |
| Mirabaud (Asia) Limited |
Rep | Type 4 — Advising on securities | 2009-08-25 | 2010-05-05 |