Andrew David Scott

CE No. AVR983 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew David Scott (), a licensed former licensee with CE reference AVR983. Total licence records on file: 13.

Licence history

FirmRoleRegulated activityFromTo
Man Investments (Hong Kong) Limited
英仕曼投資(香港)有限公司
Rep Type 1 — Dealing in securities 2024-02-09 2025-06-23
Man Investments (Hong Kong) Limited
英仕曼投資(香港)有限公司
Rep Type 4 — Advising on securities 2024-02-09 2025-06-23
Man Investments (Hong Kong) Limited
英仕曼投資(香港)有限公司
Rep Type 1 — Dealing in securities 2023-10-03 2023-10-25
Man Investments (Hong Kong) Limited
英仕曼投資(香港)有限公司
Rep Type 4 — Advising on securities 2023-10-03 2023-10-25
Man Investments (Hong Kong) Limited
英仕曼投資(香港)有限公司
Rep Type 9 — Asset management 2023-10-03 2023-10-25
GLG Partners Hong Kong Limited
Rep Type 1 — Dealing in securities 2021-09-20 2023-10-02
GLG Partners Hong Kong Limited
Rep Type 4 — Advising on securities 2021-09-20 2023-10-02
GLG Partners Hong Kong Limited
Rep Type 9 — Asset management 2021-08-17 2023-10-02
Trafalgar Capital Management (HK) Limited
Rep Type 9 — Asset management 2015-10-30 2021-04-12
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 1 — Dealing in securities 2012-08-21 2015-10-30
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 4 — Advising on securities 2012-08-21 2015-10-30
Mirabaud (Asia) Limited
Rep Type 1 — Dealing in securities 2010-08-27 2012-06-15
Mirabaud (Asia) Limited
Rep Type 4 — Advising on securities 2010-08-27 2012-06-15

Related