Andrew David Scott
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew David Scott ( ), a licensed former licensee with CE reference AVR983. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-02-09 | 2025-06-23 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-02-09 | 2025-06-23 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-03 | 2023-10-25 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-03 | 2023-10-25 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-10-03 | 2023-10-25 |
| GLG Partners Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2021-09-20 | 2023-10-02 |
| GLG Partners Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2021-09-20 | 2023-10-02 |
| GLG Partners Hong Kong Limited |
Rep | Type 9 — Asset management | 2021-08-17 | 2023-10-02 |
| Trafalgar Capital Management (HK) Limited |
Rep | Type 9 — Asset management | 2015-10-30 | 2021-04-12 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-21 | 2015-10-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-21 | 2015-10-30 |
| Mirabaud (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2010-08-27 | 2012-06-15 |
| Mirabaud (Asia) Limited |
Rep | Type 4 — Advising on securities | 2010-08-27 | 2012-06-15 |