Vincent Wing Chiu Suen
孫穎超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Wing Chiu Suen (孫穎超), a licensed former licensee with CE reference AIZ708. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-07-06 | 2018-04-06 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-04-07 | 2018-04-06 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2006-04-07 | 2018-04-06 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-03 | 2018-04-06 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-03-03 | 2018-04-06 |
| Mirabaud (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2004-02-27 | 2006-02-17 |
| Mirabaud (Asia) Limited |
Rep | Type 4 — Advising on securities | 2004-02-27 | 2006-02-17 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-09 | 2004-02-09 |