Craig Hodge
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Craig Hodge ( ), a licensed former licensee with CE reference AVM799. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-12 | 2015-10-16 |
| BTIG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2013-10-03 | 2015-02-23 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-25 | 2013-08-06 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-25 | 2013-08-06 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-31 | 2012-09-04 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-22 | 2011-08-16 |