Louis Capital Markets (Hong Kong) Limited
滙通金融有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louis Capital Markets (Hong Kong) Limited (滙通金融有限公司), a Hong Kong-based licensed corporation with CE reference AOE100. Current licensed staff on file: 0 (total recorded over time: 72). Earliest licence on file: 2007-02-14.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2007-02-14 | 2021-02-01 |
| Type 2 — Dealing in futures contracts | 2008-04-25 | 2021-02-01 |
| Type 4 — Advising on securities | 2010-12-29 | 2021-02-01 |
Licensed staff (all-time) (72)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Patrice Cohen | RO 1, 2, 4 | 2018-06 | 2021-01 |
| Alexander Mark Colin-Jones | RO 1, 2, 4 | 2007-02 | 2020-08 |
| Vittorio Roberto Vincenzo de Angelis | RO 1, 2, 4 Rep 1, 2 | 2008-07 | 2017-10 |
| Ralph Heijboer | RO 2 Rep 1, 2 | 2008-07 | 2010-05 |
| Saik Kong Thomas Kaan 簡錫光 | RO 1, 2, 4 | 2007-02 | 2012-12 |
| Boon Cheong Oh 胡文漳 | RO 1, 2 Rep 1 | 2007-02 | 2008-11 |
| Timothy Charles Plunkett | RO 1, 4 Rep 1 | 2008-09 | 2020-07 |
| Alan James Michael Young | RO 1, 2 Rep 1, 2 | 2013-11 | 2017-01 |
| Abda Ahmad | Rep 1, 2 | 2008-03 | 2008-06 |
| Arianna Arbib | Rep 1, 2 | 2010-11 | 2011-09 |
| Anthony Christophe Arias | Rep 1, 2 | 2008-04 | 2009-01 |
| Hatim Ayoub | Rep 1, 2 | 2011-10 | 2012-07 |
| Nicholas Jonathon Bennett | Rep 1, 2 | 2010-06 | 2012-02 |
| Nicolas Philippe Boulay | Rep 1, 2 | 2012-04 | 2014-11 |
| Jenna Lee Bruderlin | Rep 1 | 2007-12 | 2012-12 |
| Piers Edward Grainger Buckworth | Rep 1, 4 | 2012-02 | 2012-08 |
| Scot Andrew Burton | Rep 1, 2 | 2010-08 | 2012-08 |
| Cheuk Fai Andy Chan 陳卓輝 | Rep 1, 2, 4 | 2015-10 | 2016-09 |
| Chit Wang Chan 陳哲弘 | Rep 1, 2, 4 | 2011-11 | 2015-03 |
| Terence Sai Kid Chan 陳世傑 | Rep 1, 2 | 2013-11 | 2014-06 |
| Thomason William Chan | Rep 1, 2 | 2009-01 | 2012-01 |
| Caroline Chu Tsang Kwan | Rep 1, 2 | 2008-04 | 2014-10 |
| Hiu Laam Chung 鍾曉嵐 | Rep 1, 2, 4 | 2014-01 | 2015-02 |
| Andrew Kenneth Clarke | Rep 1 | 2010-05 | 2010-06 |
| Benjamin Robert Collett | Rep 1, 2, 4 | 2009-11 | 2013-04 |
| Thomas Crawford Cook III | Rep 1 | 2009-01 | 2009-04 |
| Christophe Pascal Emmanuel Daures | Rep 1, 2 | 2016-04 | 2016-10 |
| Aaron Davis | Rep 1, 2 | 2008-04 | 2016-06 |
| Irene Elenkova Elenkova | Rep 1, 2 | 2007-11 | 2012-07 |
| Philippe Jean Eme | Rep 1, 2 | 2010-03 | 2011-09 |
| Sheung Man Fan 范尚文 | Rep 1 | 2008-06 | 2008-07 |
| Anthony Jean-Lou Gaetan Joseph Gervat | Rep 1, 2 | 2012-01 | 2016-12 |
| Doy Dewitt Gorton III | Rep 1, 2 | 2007-11 | 2009-04 |
| Vincent Martin Guy Grandgenevre | Rep 1, 2 | 2011-08 | 2012-09 |
| Takahiro Hayase | Rep 1, 2 | 2010-11 | 2016-08 |
| Jean-Marc Herbet | Rep 1 | 2008-08 | 2015-09 |
| Craig Hodge | Rep 1 | 2011-10 | 2015-10 |
| Yujin Hong 洪有真 | Rep 1, 2 | 2015-04 | 2015-08 |
| Cedric Abraham Avi Houdeye | Rep 1, 2 | 2013-09 | 2014-02 |
| Michael Chinsom Hsia 夏俊生 | Rep 1 | 2011-10 | 2012-12 |
| Philippe William Pierre Jacson | Rep 1, 2 | 2010-07 | 2013-10 |
| Carine Florence Jeanne Julie Jassaud Eb Bessot | Rep 1, 2 | 2015-10 | 2016-12 |
| Arltan Kolaev | Rep 1, 2 | 2010-05 | 2016-02 |
| Yin Yu Kong 江燕瑜 | Rep 1, 2 | 2010-07 | 2013-02 |
| Ka Ming Kwok 郭嘉明 | Rep 1, 2 | 2008-03 | 2009-12 |
| Gregory Alfred Lafitte | Rep 1 | 2010-07 | 2011-01 |
| Christophe Jean-Marie Patrick Lalo | Rep 1 | 2011-02 | 2011-10 |
| Yik Wa Lam 林奕華 | Rep 1 | 2010-11 | 2012-11 |
| Gilles Lazerges | Rep 1, 2 | 2009-06 | 2011-05 |
| Wing Hang (SFC:AQA234) Leung 梁永恆 | Rep 1, 2 | 2008-07 | 2008-10 |
| Wen Pin Lin 林文彬 | Rep 1 | 2010-10 | 2011-06 |
| Sam Ning Yue Lo 羅寧雨 | Rep 1, 2 | 2009-06 | 2010-06 |
| Peter Kum-Chung Man | Rep 1 | 2010-08 | 2012-08 |
| Chi Tat Mann 文志達 | Rep 1 | 2010-08 | 2012-08 |
| Todd Stuart Martin | Rep 1, 2, 4 | 2012-04 | 2012-07 |
| Nicolas McDonald | Rep 1 | 2010-10 | 2011-05 |
| Neil Lionel Newman | Rep 1, 4 | 2013-06 | 2014-06 |
| Cheong Choon Oh 胡章俊 | Rep 1, 2 | 2007-11 | 2020-08 |
| Michael Radzki | Rep 1 | 2016-04 | 2018-03 |
| Darryl Michael Ricklow | Rep 1, 2 | 2011-11 | 2016-12 |
| Olivier Norbert Gaston Roma | Rep 1, 2 | 2011-09 | 2016-12 |
| Mitchell Yee Yong Seah 謝于榮 | Rep 1 | 2009-04 | 2010-04 |
| Hector Sem | Rep 1, 2 | 2010-08 | 2012-08 |
| Mark Stoddart | Rep 1 | 2007-05 | 2007-12 |
| Lina Ta 謝麗珠 | Rep 1, 2 | 2012-01 | 2013-04 |
| Lionel Christophe Trentini | Rep 1, 2 | 2015-08 | 2016-01 |
| Roger Chi Fung Tsui 徐志豐 | Rep 1 | 2007-04 | 2007-07 |
| Alicia Walker | Rep 1, 2 | 2013-06 | 2014-06 |
| Hiroaki Watanabe 渡邊浩明 | Rep 1 | 2010-08 | 2012-05 |
| Alick Tai Chi Wong 黃大志 | Rep 1, 2, 4 | 2011-02 | 2013-09 |
| Charles Maxwell Howieson Woodcock | Rep 1 | 2013-05 | 2016-01 |
| Brett Andrew Wright | Rep 1, 2 | 2011-05 | 2012-11 |
Showing 1–72 of 72