Hector Sem
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hector Sem ( ), a licensed former licensee with CE reference APC670. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-01 | 2012-08-15 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-02 | 2012-08-15 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-03 | 2010-08-01 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-03 | 2010-08-01 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | 2007-07-03 | 2010-08-01 |