Doy Dewitt Gorton III
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Doy Dewitt Gorton III ( ), a licensed former licensee with CE reference APU825. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-10-13 | 2011-11-07 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2011-10-13 | 2011-11-07 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-09-18 | 2009-04-01 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-27 | 2009-04-01 |